What the panel ordered
Petition for Removal granted; May 20, 2022 Findings and Order rescinded; matter returned to WCJ for further proceedings and decision.
Applicant seeks removal of the WCJ's May 20, 2022 Findings and Order denying applicant's request to select a new Qualified Medical Evaluator (QME). The WCAB grants removal, rescinds the May 20, 2022 decision, and returns the matter to the WCJ for further proceedings and decision.
What was disputed, and how it came out
Each issue the panel decided, with the reasoning it gave. An outcome is what this panel did on this record — not a rule, and not a prediction.
The WCJ's May 20, 2022 decision did not address the issues framed for decision, including whether the QME reporting was substantial medical evidence and whether the report complied with section 4628, thus failing to make findings on all facts involved as required by section 5313. The WCAB granted removal, rescinded the WCJ decision, and returned the matter for further proceedings.
From the decision · page 2On December 1, 2021, the parties proceeded to trial, framing issues of injury AOE/COE and "entitlement to replacement panel and disqualification of Dr. Woythaler as QME based upon the Applicant's [October 1, 2021] Petition." (Minutes of Hearing (Minutes), December 1, 2021, at p. 2:8.)
The facts that decided it
What the panel treated as outcome-determinative, and which side it favoured.
The WCJ's May 20, 2022 Findings and Order did not address the issues framed for decision, including whether the QME reporting was substantial medical evidence and whether the report complied with section 4628.
Favours Applicant prevailed
This failure meant the decision did not meet the requirements of Labor Code section 5313 to make findings on all facts involved, leading to removal and rescission of the decision.
From the decision · page 4Here, the parties framed two issues for decision: (1) whether applicant sustained injury arising out of and in the course of employment, and (2) the "entitlement to replacement panel and disqualification of Dr. Woythaler as QME based upon the Applicant's 10/1/21 Petition." (Minutes, at 2:8.) The WCJ's decision does not substantively address either issue. Accordingly, the decision fails to make the requisite "findings upon all facts involved in the controversy," and does not meet the minimum standards set forth in sections 5313 and 5815, or in our en banc decision in Hamilton, supra. Accordingly, we will rescind May 20, 2022 Findings and Order, and return the matter to the WCJ to conduct further proceedings consistent with this opinion.
What the panel did with the medical opinions
The role the physician served, and the weight the opinion carried. Physicians are named here as the decision names them; we do not score them.
Evaluated applicant and issued two medical-legal reports; reports were challenged as not substantial medical evidence and for failure to comply with Labor Code section 4628.
The reports were central to the dispute over the QME's disqualification and the substantiality of the medical evidence.
From the decision · page 2Applicant while unrepresented selected Julius Woythaler, M.D., as the QME in internal medicine. Thereafter, applicant retained legal representation. (Application for Adjudication, April 8, 2021, p. 11.) Dr. Woythaler evaluated the applicant on July 15, 2020, and issued two medical- legal reports. (Exs. 1 & 2, Reports of Julius Woythaler, M.D., various dates.) The parties also undertook the deposition of Dr. Woythaler on September 15, 2021. (Ex. 3, Transcript of the Deposition of Julius Woythaler, M.D., September 15, 2021.)
The rules the panel named
Authorities as the decision cited them, with how this panel applied each one.
Labor Code section 5313
Labor Code section 5313 requires the WCJ to make and file findings upon all facts involved in the controversy and an award, order, or decision stating the determination as to the rights of the parties.
The WCJ's May 20, 2022 decision failed to comply with this requirement by not addressing all issues framed for decision.
From the decision · page 3The appeals board or the workers' compensation judge shall, within 30 days after the case is submitted, make and file findings upon all facts involved in the controversy and an award, order, or decision stating the determination as to the rights of the parties. Together with the findings, decision, order or award there shall be served upon all the parties to the proceedings a summary of the evidence received and relied upon and the reasons or grounds upon which the determination was made.
Labor Code section 4628
Labor Code section 4628 sets mandatory minimum standards for medical-legal reporting and disclosures by evaluating physicians.
Applicant alleged the QME's report did not comply with section 4628, including review and signing requirements, which the WCJ must determine and address.
From the decision · page 5A. Section 4628 sets forth mandatory minimum standards for both the preparation of medical- legal reporting and the concomitant disclosures that must be made by the evaluating physician. The statute provides, in relevant part:
What proof carried it
The evidence the panel weighed, by kind.
WCJ's May 20, 2022 Findings and Order did not address the issues framed for decision, failing to make findings on all facts involved in the controversy as required by Labor Code section 5313
From the decision · page 4Here, the parties framed two issues for decision: (1) whether applicant sustained injury arising out of and in the course of employment, and (2) the "entitlement to replacement panel and disqualification of Dr. Woythaler as QME based upon the Applicant's 10/1/21 Petition." (Minutes, at 2:8.) The WCJ's decision does not substantively address either issue. Accordingly, the decision fails to make the requisite "findings upon all facts involved in the controversy," and does not meet the minimum standards set forth in sections 5313 and 5815, or in our en banc decision in Hamilton, supra. Accordingly, we will rescind May 20, 2022 Findings and Order, and return the matter to the WCJ to conduct further proceedings consistent with this opinion.
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About this page
- A published decision of the California Workers' Compensation Appeals Board, taken apart by what it turned on. The Board publishes the decision itself; this page adds the extraction and quotes the passage behind every claim.
- The injured worker is not named here, and the case caption is not printed. Physicians appear as the decision names them, because a medical opinion is an act in a public proceeding.
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